Mr Steven Alexander Smith

Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    440 Bury New Road
    Prestwich
    Manchester
    Bury
    M25 1AZ
    UNITED KINGDOM
    Phone
    +4401617737889

  • Complaints Contact

    440 Bury New Road
    Prestwich
    Manchester
    Bury
    M25 1AZ
    UNITED KINGDOM
    Phone
    +4401617737889

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Charles Huntley

    IRN RCH01114

    • CF28 Systems and controls (1 Nov 2007 to 29 Feb 2016)
    • CF29 Significant management (1 Nov 2007 to 29 Feb 2016)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Feb 2016)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 29 Feb 2016)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • Steven Alexander Smith

    IRN SAS01205

    • CF7 Sole Trader (14 Jan 2005 to 31 Jan 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.