Richard Buxton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • [FCA CF] Manager of certification employee (11 Feb 2021 to 31 Aug 2023)
    • [FCA CF] Client dealing (11 Feb 2021 to 31 Aug 2023)
    • [FCA CF] Material risk taker (11 Feb 2021 to 31 Aug 2023)
    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2020)
    • CF3 Chief Executive (3 May 2017 to 1 Mar 2019)
    • CF1 Director (5 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (17 Jun 2013 to 8 Dec 2019)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • [FCA CF] Client dealing (1 Jun 2020 to 31 Aug 2023)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 31 Aug 2023)
    • [FCA CF] Material risk taker (1 Jun 2020 to 23 Mar 2023)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF3 Chief Executive (18 May 2017 to 28 Dec 2017)
    • CF1 Director (5 Oct 2015 to 18 Nov 2015)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 13 Jun 2013)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 13 Jun 2013)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF27 Investment Management (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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