Richard Barwell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED

    FRN 119368

    • [FCA CF] Material risk taker (since 1 Jan 2026)
    • [FCA CF] Client dealing (since 1 Jan 2026)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • [FCA CF] Material risk taker (2 Jan 2024 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (28 Oct 2015 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (16 Jun 2010 to 6 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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