Richard Aurin Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (23 May 2008 to 22 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 22 Feb 2017)
    • CF21 Investment Adviser (17 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2005 to 17 Oct 2005)
    • CF7 Sole Trader (AR) (22 Jun 2005 to 28 Oct 2005)
  • Thompson Wealth Management Ltd (no longer approved here)

    FRN 433990

    • Employed By (22 Jun 2005 to 22 Feb 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 17 Jun 2005)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (6 Jun 2002 to 11 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.