This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Thompson Wealth Management Ltd

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FRN: 433990
Last scraped: 4 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Complaints Contact

Gareth David Rusling & Claire Elizabeth Dowson; Begbie Traynor (SY) LLP

3rd Floor

Westfield House

60 Charter Row

Sheffield

South Yorkshire

S1 3FZ

UNITED KINGDOM

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alan Beverley
IRN AXB00323
- Employed By (15 Jan 2014 to 27 Apr 2017)
Andrew John Whitehead
IRN AJW00151
- Employed By (6 Jun 2016 to 10 Apr 2017)
Richard Aurin Thompson
IRN RAT00011
- Employed By (22 Jun 2005 to 22 Feb 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.