Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 1 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (21 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 Jul 2016 to 30 Sep 2018)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 May 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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