Date authorised
1 April 2013
Companies House
04455319
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchange Street Buildings
    35-37 Exchange Street
    Norwich
    Norfolk
    NR2 1DP
    UNITED KINGDOM
    Phone
    +4401603697700
  • Complaints Contact

    Exchange Street Buildings
    35-37 Exchange Street
    Norwich
    Norfolk
    NR2 1DP
    UNITED KINGDOM
    Phone
    +4401603697700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Share, Stakeholder pension scheme, Unit

  • Credit Brokering

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Share, Stakeholder pension scheme, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Craig Redfern

    IRN NCR01030

    • Responsible for Insurance Mediation (14 Jan 2005 to 8 Jul 2016)
    • CF1 Director (14 Jan 2005 to 8 Jul 2016)
  • Richard Antoni Savelli

    IRN RAS01226

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2025)
    • SMF16 Compliance Oversight (since 1 May 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (21 Jul 2016 to 30 Sep 2018)
    • CF1 Director (21 Jul 2016 to 8 Dec 2019)
  • Richard David Syme

    IRN RDS01098

    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 29 Oct 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Robert Paul Starkey

    IRN RPS01080

    • SMF3 Executive Director (29 Feb 2020 to 29 Feb 2020)
    • CF29 Significant management (1 Nov 2007 to 13 Nov 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.