Richard Anthony Heberden

• St. James's Place Wealth Management Plc

  FRN 195351

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF4 Partner (AR) (since 18 Mar 2015)
  • CF30 Customer (since 24 Oct 2014)
• Heberden Wealth Management LLP

  FRN 650115

  • (2)Employed By (since 11 Mar 2015)
• FIL Life Insurance Limited (no longer approved here)

  FRN 186526

  • CF28 Systems and controls (1 Nov 2007 to 20 May 2009)
  • CF13 Finance (7 Apr 2004 to 31 Oct 2007)
• FIL Investment Services (UK) Limited (no longer approved here)

  FRN 121939

  • CF1 Director (18 Nov 2004 to 29 Sep 2005)
  • CF13 Finance (7 Apr 2004 to 18 Nov 2004)
• Financial Administration Services Limited (no longer approved here)

  FRN 122169

  • CF1 Director (18 Nov 2004 to 29 Sep 2005)
  • CF13 Finance (7 Apr 2004 to 18 Nov 2004)
• FIL Investments International (no longer approved here)

  FRN 122170

  • CF1 Director (18 Nov 2004 to 29 Sep 2005)
  • CF13 Finance (7 Apr 2004 to 18 Nov 2004)
• FIL Pensions Management (no longer approved here)

  FRN 144345

  • CF1 Director (18 Nov 2004 to 29 Sep 2005)
  • CF13 Finance (7 Apr 2004 to 18 Nov 2004)
• FIL Investment Advisors (UK) Limited (no longer approved here)

  FRN 159360

  • CF13 Finance (7 Apr 2004 to 29 Sep 2005)

No changes recorded yet.