Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Client dealing (since 31 Dec 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (3 Feb 2006 to 31 Oct 2007)
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United Trust Bank Limited
FRN 204463
- SMF12 Chair of the Remuneration Committee (since 26 Jun 2020)
- SMF9 Chair of the Governing Body (since 17 Aug 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.