Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daxton Capital Limited
FRN 1019383
- Director of firm who is not a certification employee or a SMF manager (since 27 Mar 2026)
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Fosse Capital Partners LLP
FRN 822293
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (1 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Aug 2019 to 8 Dec 2019)
- CF30 Customer (1 Aug 2019 to 8 Dec 2019)
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- CF1 Director (17 Sep 2008 to 3 Aug 2010)
- CF3 Chief Executive (17 Sep 2008 to 3 Aug 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.