Daxton Capital Limited

Date authorised
10 December 2024
Companies House
15656198
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Daxton Capital Limited
    239 Kensington High Street
    London
    W8 6SN
    UNITED KINGDOM
    Phone
    +442037503515
    Web
    https://www.daxtoncapital.com

  • Complaints Contact

    Regus
    239 Kensington High Street
    London
    Kensington And Chelsea
    W8 6SN
    UNITED KINGDOM
    Phone
    +442037503515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Mace

    IRN DJM01415

    • SMF3 Executive Director (since 10 Dec 2024)
    • SMF16 Compliance Oversight (since 10 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2024)
  • Marco Oprandi

    IRN MXO01731

    • SMF3 Executive Director (since 10 Dec 2024)
    • [FCA CF] Client dealing (since 10 Dec 2023)
  • Richard Andrew Ford

    IRN RAF01062

    • Director of firm who is not a certification employee or a SMF manager (since 27 Mar 2026)
  • Saverio Paolo Gallo

    IRN SXG00880

    • [FCA CF] Client dealing (since 10 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.