Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Oct 2024)
    • [FCA CF] Client dealing (since 23 Oct 2024)
    • [FCA CF] Client dealing (12 Sep 2020 to 20 Jul 2021)
    • [FCA CF] Functions requiring qualifications (12 Sep 2020 to 20 Jul 2021)
    • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (15 Oct 2020 to 15 Aug 2024)
    • [FCA CF] Functions requiring qualifications (15 Oct 2020 to 15 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.