Imperial Wealth International Ltd

• Principal Place of Business

  Imperial Chartered, 1st Floor, Suite A

  Unit E Copse Walk

  Cardiff Gate Business Park

  Cardiff

  CF23 8RB

  UNITED KINGDOM

  Phone

  +442921660670

  Web

  https://www.imperialchartered.co.uk

• Complaints Contact

  Imperial Chartered, 1st Floor, Suite A

  Unit E Copse Walk

  Cardiff Gate Business Park

  Cardiff

  CF23 8RB

  UNITED KINGDOM

  Phone

  +442921660670

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Peter Lowdon

  IRN DXL00313

  • [FCA CF] Client dealing (22 Jun 2022 to 30 Apr 2023)
  • [FCA CF] Functions requiring qualifications (22 Jun 2022 to 30 Apr 2023)
• Gareth Thomas Morgan

  IRN GTM01038

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (13 May 2019 to 8 Dec 2019)
  • CF1 Director (13 May 2019 to 8 Dec 2019)
• Jason Lee Jones

  IRN JLJ01032

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 13 May 2019)
  • Responsible for Insurance Distribution (since 13 May 2019)
  • CF10 Compliance Oversight (13 May 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 May 2019 to 8 Dec 2019)
  • CF1 Director (13 May 2019 to 8 Dec 2019)
  • CF30 Customer (13 May 2019 to 8 Dec 2019)
• Lezanne O'Donoghue

  IRN LXJ01123

  • CF30 Customer (16 Oct 2019 to 8 Dec 2019)
• Rhidian Huw Jones

  IRN RHJ01044

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Oct 2024)
  • [FCA CF] Client dealing (since 23 Oct 2024)
  • [FCA CF] Functions requiring qualifications (12 Sep 2020 to 20 Jul 2021)
  • [FCA CF] Client dealing (12 Sep 2020 to 20 Jul 2021)
  • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
• Richard David Emms

  IRN RDE01029

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 11 Feb 2026)
  • [FCA CF] Client dealing (since 11 Feb 2026)
• Richard Gareth Maddern

  IRN RGM01143

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 May 2021)
  • [FCA CF] Client dealing (9 Dec 2020 to 1 May 2021)
• Robyn Armitage

  IRN RXA00379

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 17 Jul 2023)
• Stuart Michael Roberts

  IRN SMR01208

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
• Ted Powell

  IRN TXP20592

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (18 Oct 2019 to 8 Dec 2019)

No changes recorded yet.