Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coller Capital Limited
FRN 172405
- SMF3 Executive Director (since 17 Jun 2021)
- CF30 Customer (15 Feb 2018 to 8 Dec 2019)
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- CF4 Partner (12 Dec 2014 to 30 Jun 2017)
- CF30 Customer (12 Dec 2014 to 30 Jun 2017)
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- CF1 Director (11 Feb 2010 to 12 Aug 2011)
- CF29 Significant management (16 Sep 2009 to 12 Aug 2011)
- CF30 Customer (2 Apr 2009 to 12 Aug 2011)
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- CF30 Customer (1 Nov 2007 to 12 Aug 2011)
- CF21 Investment Adviser (27 Aug 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.