Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 8 Jul 2022)
    • [FCA CF] Client dealing (since 4 Jan 2021)
    • [FCA CF] Material risk taker (1 Jan 2022 to 11 Nov 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (12 Feb 2018 to 31 Dec 2020)
    • [FCA CF] Significant management (4 Jul 2017 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (15 May 2017 to 31 Dec 2020)
    • [FCA CF] Client dealing (15 May 2017 to 31 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF26 Customer Trading (1 Dec 2001 to 20 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.