Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Farallon Capital Europe LLP
FRN 403306
- SMF27 Partner (since 8 Jul 2022)
- [FCA CF] Client dealing (since 4 Jan 2021)
- [FCA CF] Material risk taker (1 Jan 2022 to 11 Nov 2022)
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- [FCA CF] Material risk taker (12 Feb 2018 to 31 Dec 2020)
- [FCA CF] Significant management (4 Jul 2017 to 31 Dec 2020)
- [FCA CF] Manager of certification employee (15 May 2017 to 31 Dec 2020)
- [FCA CF] Client dealing (15 May 2017 to 31 Dec 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
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- CF26 Customer Trading (1 Dec 2001 to 20 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.