Date authorised
1 April 2013
Companies House
OC308897
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Hooper's Court
    London
    SW3 1AF
    UNITED KINGDOM
    Phone
    +4402073957200
  • Complaints Contact

    One Hooper's Court
    London
    SW3 1AF
    UNITED KINGDOM
    Phone
    +4402073957200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James McLean Spokes

    IRN AJS01362

    • CF8 Apportionment and Oversight (16 Dec 2004 to 17 Aug 2007)
    • CF4 Partner (16 Dec 2004 to 17 Aug 2007)
    • CF3 Chief Executive (16 Dec 2004 to 17 Aug 2007)
    • CF27 Investment Management (16 Dec 2004 to 17 Aug 2007)
  • Anna Mckay

    IRN AXT09325

    • SMF27 Partner (since 1 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Aug 2021)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2019 to 2 Sep 2019)
  • Antoine Poirier

    IRN AXP01180

    • [FCA CF] Client dealing (since 16 Jul 2025)
  • Antoni Maria Musolas Otaño

    IRN AXM09034

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2021)
    • CF30 Customer (7 Jan 2019 to 8 Dec 2019)
  • Ari Pattanayak

    IRN AXP01551

    • [FCA CF] Client dealing (since 5 Aug 2025)
  • Benjamin Richardson

    IRN BXR81236

    • SMF27 Partner (since 2 Feb 2026)
    • [FCA CF] Client dealing (since 27 Jan 2020)
  • Callixte Henri Marie-Joseph Tillette de Clermont-Tonnerre

    IRN CXT01236

    • SMF27 Partner (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (1 Jan 2022 to 15 Dec 2025)
    • CF30 Customer (13 Jan 2014 to 8 Dec 2019)
  • Caroline Chang

    IRN CXC01749

    • CF10 Compliance Oversight (21 Jan 2015 to 29 Mar 2018)
    • CF4 Partner (6 Apr 2010 to 8 Dec 2019)
  • Christopher Paul Whyman

    IRN CPW01098

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jul 2025)
    • CF30 Customer (25 Jun 2013 to 8 Dec 2019)
  • Davide Leone

    IRN DXL01134

    • CF30 Customer (1 Nov 2007 to 2 Oct 2009)
    • CF4 Partner (16 May 2006 to 2 Oct 2009)
    • CF27 Investment Management (16 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.