Date authorised
1 April 2013
Companies House
OC308897
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Hooper's Court
    London
    SW3 1AF
    UNITED KINGDOM
    Phone
    +4402073957200
  • Complaints Contact

    One Hooper's Court
    London
    SW3 1AF
    UNITED KINGDOM
    Phone
    +4402073957200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Didier Colin

    IRN DXC01431

    • CF30 Customer (1 Nov 2007 to 31 Oct 2009)
    • CF27 Investment Management (21 Sep 2006 to 31 Oct 2007)
  • Dorothee Ursula Gorz

    IRN DUG01002

    • CF27 Investment Management (16 Dec 2004 to 13 Oct 2006)
  • Eduard Ron

    IRN EXR00201

    • [FCA CF] Client dealing (20 Dec 2023 to 30 Jun 2025)
  • Ellen Eileen Tirpack

    IRN EET01009

    • CF28 Systems and controls (1 Nov 2007 to 28 Feb 2008)
    • CF13 Finance (11 Jan 2006 to 31 Oct 2007)
  • Francesco Gouigoux

    IRN FXG01269

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • Fred Binka

    IRN FXB01160

    • [FCA CF] Material risk taker (since 3 May 2022)
    • [FCA CF] Client dealing (since 3 May 2022)
  • Freya Kay Easton

    IRN FXE00003

    • [FCA CF] Client dealing (8 Sep 2020 to 4 Mar 2022)
  • Gregory Alexander Lassman

    IRN GAL01060

    • SMF1 Chief Executive (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (16 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (3 Sep 2012 to 8 Dec 2019)
  • Gregory James Hayday

    IRN GJH01191

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2025)
    • SMF27 Partner (9 Dec 2019 to 6 Jan 2025)
    • CF4 Partner (6 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (5 Apr 2013 to 8 Dec 2019)
  • Gregory Siemon Swart

    IRN GSS01045

    • CF13 Finance (16 Dec 2004 to 1 Jan 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.