Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Compass Friendly Society Limited
FRN 189097
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF15 Internal Audit (17 Aug 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 9 Dec 2018)
- CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.