Compass Friendly Society Limited

• Principal Place of Business

  Old Bank House

  59 High Street

  Odiham

  Hook

  Hampshire

  RG29 1LF

  UNITED KINGDOM

  Phone

  +447740799764

  Web

  http://www.compass-fs.co.uk

• Complaints Contact

  Old Bank House

  59 High Street

  Odiham

  Hook

  Hampshire

  RG29 1LF

  UNITED KINGDOM

  Phone

  +447850777630

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

• P2P Lending Advice

  For Professional

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Moakes

  IRN DXM00055

  • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • CF2 Non Executive Director (16 Aug 2012 to 6 Mar 2016)
  • CF3 Chief Executive (1 Dec 2001 to 27 Jul 2012)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 27 Jul 2012)
  • CF1 Director (1 Dec 2001 to 27 Jul 2012)
• Elaine Fairless

  IRN EXF01040

  • SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
  • SMF16 Compliance Oversight (since 10 Dec 2018)
  • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
  • CF3 Chief Executive (21 Aug 2014 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (13 Aug 2012 to 9 Dec 2018)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF14 Risk Assessment (17 Aug 2005 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • CF10 Compliance Oversight (1 Dec 2001 to 9 Dec 2018)
• Frank Eugene Guaschi

  IRN FEG01008

  • CF2 Non Executive Director (1 Dec 2001 to 30 Jun 2007)
• Harald Alfred Joseph Schenk

  IRN HXS01076

  • CF14 Risk Assessment (1 Dec 2001 to 20 Jun 2003)
  • CF15 Internal Audit (1 Dec 2001 to 20 Jun 2003)
  • CF2 Non Executive Director (1 Dec 2001 to 20 Jun 2003)
• Michael Robert Burrow

  IRN MRB01093

  • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
• Nigel Silby

  IRN NFS01021

  • SMF20 Chief Actuary (10 Dec 2018 to 10 Dec 2018)
  • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
  • CF12 Actuarial (1 Dec 2001 to 6 Mar 2016)
• Reginald Colin Wroath

  IRN RCW01050

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF15 Internal Audit (17 Aug 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Dec 2018)
  • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
• Thomas Glyn Davies

  IRN TGD01012

  • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)

No changes recorded yet.