Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aegis Financial Planning Limited
FRN 624298
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 12 Apr 2022)
- [FCA CF] Client dealing (since 12 Apr 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Apr 2022)
- CF30 Customer (19 Mar 2014 to 7 Apr 2022)
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- (19)Employed By (3 Aug 2016 to 7 Apr 2022)
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- (4)Employed By (19 Mar 2014 to 3 Aug 2016)
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- CF30 Customer (13 Dec 2012 to 3 Mar 2014)
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- CF30 Customer (2 Apr 2009 to 11 May 2012)
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- CF30 Customer (7 Oct 2008 to 16 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ambasna Wealth Solutions LLP
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controlled function added: (4)Employed By at Ambasna Wealth Solutions LLP