Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 4 Sep 2009)
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Raymond McGonigle
FRN 506381
- (1)Employed By (since 4 Sep 2009)
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- CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.