Raymond Marshall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Sep 2015)
  • RAYMOND MARSHALL

    FRN 201403

    • (1)Employed By (since 9 Sep 2015)
    • (6)Employed By (1 Dec 2001 to 7 Jan 2004)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)
    • CF1 Director (AR) (1 Dec 2001 to 7 Jan 2004)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (1 Dec 2001 to 7 Jan 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at RAYMOND MARSHALL

  2. controlled function added: (6)Employed By at RAYMOND MARSHALL

  3. controlled function added: (1)Employed By at RAYMOND MARSHALL