RAYMOND MARSHALL

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Alan Thomas Bateman
IRN ATB00007
- (4)Employed By (25 Apr 2006 to 5 Dec 2012)
David Ritchie Gillies
IRN DRG00027
- (3)Employed By (10 Apr 2006 to 16 Apr 2012)
Ingy Mohamed Talbot Abdelrahim
IRN IMA01046
- (1)Employed By (5 Jan 2017 to 20 Apr 2018)
Raymond Marshall
IRN RXM00167
- (1)Employed By (since 9 Sep 2015)
- (6)Employed By (1 Dec 2001 to 7 Jan 2004)
Richard McLean Ireland
IRN RMI01007
- (2)Employed By (18 Feb 2008 to 16 Sep 2008)
Robert Crawford Primrose
IRN RCP01081
- (5)Employed By (1 Jun 2009 to 28 Sep 2009)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.