Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (25 Nov 2016 to 31 Oct 2020)
- [PRA CF] Significant risk taker or Material risk taker (25 Nov 2016 to 31 Oct 2020)
- CF10 Compliance Oversight (3 Apr 2009 to 22 Jan 2012)
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- CF28 Systems and controls (27 Apr 2009 to 15 May 2009)
- CF10 Compliance Oversight (27 Apr 2009 to 15 May 2009)
- CF11 Money Laundering Reporting (27 Apr 2009 to 15 May 2009)
- CF1 Director (15 Sep 2003 to 30 Jun 2007)
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- CF1 Director (AR) (18 Feb 2002 to 1 Jun 2003)
- CF1 Director (1 Dec 2001 to 30 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.