Ray Carrig

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leagold Limited

    FRN 121398

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2021)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2021)
    • CF1 Director (AR) (16 Sep 2019 to 14 Feb 2021)
    • CF30 Customer (16 Sep 2019 to 14 Feb 2021)
  • Abbotts Hoban Financial Planning Ltd (no longer approved here)

    FRN 913439

    • Employed By (16 Sep 2019 to 14 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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