Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2022)
  • OCM WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 418826

    • [FCA CF] Client dealing (9 Dec 2020 to 1 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Sep 2022)
    • CF30 Customer (4 Mar 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.