Raman Prendergast

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 26 Sep 2024)
    • [FCA CF] Functions requiring qualifications (11 Aug 2017 to 25 Sep 2024)
  • Marks and Spencer Unit Trust Management Limited

    FRN 141662

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2023)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC

    FRN 151427

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2023)
  • HSBC UK Bank Plc

    FRN 765112

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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