Ralph Wilfrid Parker Courtney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WALLEYE CAPITAL (UK) LIMITED (no longer approved here)
FRN 987519
- SMF3 Executive Director (24 Oct 2023 to 15 Mar 2024)
Marble Bar Asset Management LLP (no longer approved here)
FRN 475857
- [FCA CF] Material risk taker (15 Jul 2021 to 27 May 2022)
- SMF27 Partner (18 Nov 2020 to 27 May 2022)
- CF30 Customer (17 Oct 2018 to 8 Dec 2019)
BlueCrest Capital Management (UK) LLP (no longer approved here)
FRN 515304
- CF30 Customer (22 Mar 2017 to 3 Aug 2018)
Omni Partners LLP (no longer approved here)
FRN 416689
- CF30 Customer (1 Oct 2009 to 6 Oct 2011)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 5 Feb 2009)
- CF21 Investment Adviser (5 Sep 2005 to 31 Oct 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 5 Feb 2009)
- CF21 Investment Adviser (5 Sep 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.