Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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A.U. Group Brokers Limited
FRN 820771
- SMF9 Chair of the Governing Body (since 21 Feb 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (11 Jul 2019 to 8 Dec 2019)
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Dual Corporate Risks Limited
FRN 312593
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (14 Dec 2016 to 8 Dec 2019)
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- [PRA CF] Key function holder (9 Dec 2019 to 15 Nov 2022)
- SMF11 Chair of the Audit Committee (22 Oct 2018 to 15 Jun 2023)
- SMF10 Chair of the Risk Committee (16 Aug 2017 to 6 Feb 2019)
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- SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Dec 2020)
- SIMF12 Chair of the Remuneration Committee (27 May 2016 to 31 Oct 2016)
- SIMF9 Chairman (27 May 2016 to 9 Dec 2018)
- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 31 Oct 2016)
- CF2 Non Executive Director (1 Feb 2010 to 6 Mar 2016)
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- SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Dec 2020)
- SIMF9 Chairman (27 May 2016 to 9 Dec 2018)
- SIMF12 Chair of the Remuneration Committee (27 May 2016 to 31 Oct 2016)
- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 31 Oct 2016)
- CF2 Non Executive Director (1 Feb 2010 to 6 Mar 2016)
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- CF1 Director (AR) (17 Jun 2014 to 2 Jul 2019)
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- Employed By (17 Jun 2014 to 2 Jul 2019)
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- CF1 Director (AR) (5 Feb 2010 to 30 Jul 2014)
- CF1 Director (14 Jan 2005 to 30 Jul 2014)
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- Employed By (5 Feb 2010 to 30 Jul 2014)
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- CF2 Non Executive Director (17 Aug 2009 to 29 Apr 2015)
- CF2 Non Executive Director (AR) (4 Apr 2008 to 30 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.