ACIS Underwriting Agencies Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alain Elie Clement Cohen
IRN AEC01050
- CF1 Director (AR) (14 Jan 2005 to 30 Jul 2014)
Graham Robert Hooper
IRN GRH01093
- CF1 Director (14 Jan 2005 to 7 Aug 2007)
Katherine Anne Cameron Snedden
IRN KAS01114
- Responsible for Insurance Mediation (29 May 2007 to 30 Jul 2014)
- CF8 Apportionment and Oversight (29 May 2007 to 31 Mar 2009)
Kevin Barry Hughes
IRN KBH01012
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (5 Feb 2010 to 23 Aug 2023)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Paul Colin Wales Lightband
IRN PCL01042
- CF1 Director (AR) (4 Aug 2016 to 29 Jan 2019)
- CF1 Director (16 Mar 2010 to 11 Jul 2016)
Peter George Oddy
IRN PGO01017
- CF1 Director (14 Jan 2005 to 10 Aug 2007)
Ralph Cameron Snedden
IRN RCS01038
- CF1 Director (AR) (5 Feb 2010 to 30 Jul 2014)
- CF1 Director (14 Jan 2005 to 30 Jul 2014)
Victoria Simpson
IRN VEH01011
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (24 Nov 2017 to 30 Sep 2018)
- CF8 Apportionment and Oversight (24 Nov 2017 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Christopher Drake (no longer appointed)
FRN 928392 · Appointed 24 Jun 2020 · Until 1 Jun 2023
ACIS Transport Liability Agency Services Ltd (no longer appointed)
FRN 517130 · Appointed 1 Feb 2010 · Until 25 Aug 2023
Employment Legal Protection Limited (no longer appointed)
FRN 404855 · Appointed 14 Jan 2005 · Until 30 Jul 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.