Ralf Rifat Ruso

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (16 Nov 2017 to 6 Jul 2019)
    • [FCA CF] Material risk taker (16 Nov 2017 to 9 Jun 2022)
    • [FCA CF] Client dealing (16 Nov 2017 to 9 Jun 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (4 Nov 2016 to 9 Jun 2022)
    • [FCA CF] Manager of certification employee (2 Nov 2016 to 6 Jul 2019)
    • [FCA CF] Client dealing (2 Nov 2016 to 9 Jun 2022)
    • CF30 Customer (15 Oct 2013 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 3 Apr 2009)
    • CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.