Rajiv Neten Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Material risk taker (since 23 Mar 2026)
    • [FCA CF] Client dealing (since 25 Nov 2025)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Material risk taker (since 23 Mar 2026)
    • [FCA CF] Client dealing (since 25 Nov 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (7 Mar 2023 to 21 Dec 2023)
    • [FCA CF] Client dealing (11 Aug 2020 to 21 Dec 2023)
    • [FCA CF] Manager of certification employee (11 Aug 2020 to 21 Dec 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (7 Mar 2023 to 21 Dec 2023)
    • [FCA CF] Client dealing (11 Aug 2020 to 21 Dec 2023)
    • [FCA CF] Manager of certification employee (11 Aug 2020 to 21 Dec 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (8 Oct 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.