Rajani Devi Clyne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guggenheim Investment Advisors (Europe) Limited

    FRN 499798

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Feb 2015 to 8 Dec 2019)
  • Guggenheim Securities International Ltd (no longer approved here)

    FRN 485435

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2023)
    • CF11 Money Laundering Reporting (20 Feb 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Feb 2015 to 8 Dec 2019)
  • Mako Global Derivatives Partnership LLP (no longer approved here)

    FRN 231154

    • CF10 Compliance Oversight (7 Dec 2010 to 26 Mar 2012)
    • CF29 Significant management (1 Nov 2007 to 26 Mar 2012)
    • CF17 Significant Mgt (Other Business Operations) (5 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.