Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Andromeda Capital Management (UK) LLP
FRN 989509
- SMF16 Compliance Oversight (since 12 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
- SMF27 Partner (since 12 Dec 2024)
- [FCA CF] Client dealing (since 20 Aug 2024)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jan 2022)
- CF30 Customer (25 Mar 2015 to 8 Dec 2019)
-
- CF28 Systems and controls (5 Dec 2011 to 18 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.