Raj Kumar Sunder Sitlani

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

iSAM Securities (UK) Limited (no longer approved here)
FRN 629586
- SMF3 Executive Director (9 Dec 2019 to 10 May 2023)
- CF1 Director (16 Jan 2015 to 8 Dec 2019)
- CF30 Customer (20 Nov 2014 to 8 Dec 2019)
Sucden Financial Limited (no longer approved here)
FRN 114239
- CF30 Customer (5 May 2009 to 7 Nov 2014)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF21 Investment Adviser (1 May 2003 to 12 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.