Raj Dhami

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 9 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Nov 2021 to 31 Dec 2022)
  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Client dealing (since 9 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Nov 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (8 Nov 2018 to 12 Oct 2021)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (8 Nov 2018 to 12 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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