Rahul Mallya Raghutham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 27 Oct 2023)
  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 25 Jul 2023)
    • [FCA CF] Client dealing (since 24 Jun 2022)
    • CF30 Customer (16 May 2012 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (20 Feb 2020 to 18 Jun 2022)
    • [FCA CF] Manager of certification employee (20 Feb 2020 to 18 Jun 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (20 Feb 2020 to 18 Jun 2022)
    • [FCA CF] Manager of certification employee (20 Feb 2020 to 18 Jun 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (26 Nov 2018 to 22 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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