Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 8 May 2024)
    • [FCA CF] Client dealing (since 16 Sep 2019)
    • [FCA CF] Manager of certification employee (22 Sep 2021 to 3 Nov 2022)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 13 Aug 2019)
    • CF30 Customer (10 Jul 2013 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 13 Aug 2019)
    • CF30 Customer (10 Jul 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (6 Sep 2011 to 8 Mar 2013)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (17 Nov 2008 to 27 Jul 2011)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 7 May 2008)
    • CF21 Investment Adviser (15 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.