Rachel Louise Legg

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2024)
    • [FCA CF] Client dealing (since 19 Nov 2024)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Nov 2024)
    • CF30 Customer (1 Jul 2009 to 22 Feb 2023)
  • Dafferns Wealth Limited (no longer approved here)

    FRN 826548

    • Employed By (19 Feb 2019 to 22 Feb 2023)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • CF30 Customer (1 Nov 2007 to 22 Dec 2008)
    • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 31 Oct 2007)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF21 Investment Adviser (6 Jun 2002 to 25 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF21 Investment Adviser (6 Jun 2002 to 25 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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