Rachel Fisher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QIC European Investment Services Limited

    FRN 572243

    • [FCA CF] Material risk taker (since 5 Dec 2023)
    • SMF3 Executive Director (since 28 Feb 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (16 Dec 2014 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (22 Jun 2009 to 7 Oct 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 7 Oct 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (1 Dec 2001 to 1 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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