Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 11 Nov 2024)
    • CF1 Director (AR) (since 4 Nov 2024)
    • CF30 Customer (since 4 Nov 2024)
    • Employed By (since 4 Nov 2024)
  • Charterhouse Financial Limited (no longer approved here)

    FRN 940788

    • [FCA CF] Functions requiring qualifications (26 Jun 2023 to 8 Nov 2024)
    • [FCA CF] Client dealing (26 Jun 2023 to 8 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.