Charterhouse Financial Limited

• Principal Place of Business

  3

  Brindley Court

  Dalewood Road

  Lymedale Business Park

  Newcastle

  Staffordshire

  ST5 9QA

  UNITED KINGDOM

  Phone

  +441782479955

  Web

  https://www.charterhouse.financial

• Complaints Contact

  3

  Brindley Court

  Dalewood Road

  Lymedale Business Park

  Newcastle

  Staffordshire

  ST5 9QA

  UNITED KINGDOM

  Phone

  +441782479955

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anne Page

  IRN AXP00208

  • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 30 Jan 2024)
• CRAIG DANIEL MORTON

  IRN CXM00691

  • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 23 Sep 2022)
• Daniel Dunning-Cole

  IRN DXD00087

  • Responsible for Insurance Distribution (since 8 Feb 2023)
  • Responsibility for MCD Intermediation (since 8 Feb 2023)
  • SMF16 Compliance Oversight (since 8 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Feb 2023)
  • SMF3 Executive Director (since 8 Jul 2021)
• Michael Eaton

  IRN MXE00028

  • [FCA CF] Client dealing (1 Jul 2022 to 14 Sep 2022)
  • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 14 Sep 2022)
  • SMF3 Executive Director (8 Jul 2021 to 23 Sep 2022)
  • Responsible for Insurance Distribution (8 Jul 2021 to 23 Sep 2022)
  • Responsibility for MCD Intermediation (8 Jul 2021 to 23 Sep 2022)
  • SMF16 Compliance Oversight (8 Jul 2021 to 23 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jul 2021 to 23 Sep 2022)
• Rachel Edwards

  IRN RXS00807

  • [FCA CF] Client dealing (26 Jun 2023 to 8 Nov 2024)
  • [FCA CF] Functions requiring qualifications (26 Jun 2023 to 8 Nov 2024)

No changes recorded yet.