Rachel Claire Harris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited

    FRN 119348

    • [FCA CF] Manager of certification employee (since 18 Mar 2026)
    • [FCA CF] Client dealing (since 4 Jul 2024)
    • [FCA CF] Manager of certification employee (22 Mar 2022 to 15 Jan 2025)
  • Schroders IS Limited

    FRN 195028

    • [FCA CF] Manager of certification employee (since 18 Mar 2026)
    • [FCA CF] Client dealing (since 5 Oct 2022)
    • [FCA CF] Manager of certification employee (5 Oct 2022 to 15 Jan 2025)
  • Schroder Unit Trusts Limited

    FRN 197288

    • [FCA CF] Manager of certification employee (since 18 Mar 2026)
    • [FCA CF] Material risk taker (since 14 Aug 2023)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Dec 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 8 Apr 2008)
    • CF21 Investment Adviser (7 May 2004 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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