Quang Tung Le

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 18 Nov 2024)
Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 18 Nov 2024)
Threadneedle International Limited
FRN 143014
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 18 Nov 2024)
Columbia Threadneedle Investment Business Limited
FRN 177896
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 21 Oct 2024)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Client dealing (11 Apr 2016 to 18 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.