Puneet Sethi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eisler Capital (UK) Ltd (no longer approved here)

    FRN 709654

    • [FCA CF] Material risk taker (2 May 2023 to 17 Nov 2025)
    • [FCA CF] Client dealing (1 Nov 2022 to 17 Nov 2025)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (3 Dec 2018 to 3 Nov 2020)
    • [FCA CF] Client dealing (17 Jul 2018 to 19 Apr 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.