Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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S&M FINANCIAL PLANNING LTD
FRN 920482
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
- [FCA CF] Functions requiring qualifications (13 Nov 2023 to 20 May 2024)
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- Appointed representative dealing with clients for which they require qualification (16 Nov 2020 to 11 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.