Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (22 Jan 2024 to 3 Mar 2026)
    • CF1 Director (AR) (19 Jan 2024 to 3 Mar 2026)
    • CF30 Customer (19 Jan 2024 to 3 Mar 2026)
  • Prudent Financial Planning Limited (no longer approved here)

    FRN 1006454

    • (1)Employed By (19 Jan 2024 to 3 Mar 2026)
  • Edison Consulting Limited (no longer approved here)

    FRN 185477

    • [FCA CF] Client dealing (18 Apr 2023 to 25 Sep 2023)
    • [FCA CF] Functions requiring qualifications (18 Apr 2023 to 25 Sep 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Apr 2022)
    • CF30 Customer (15 Sep 2018 to 8 Apr 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (155)Employed By (15 Sep 2018 to 8 Apr 2022)
  • Paul Richardson (no longer approved here)

    FRN 606197

    • (1)Employed By (7 Dec 2017 to 3 Aug 2018)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (18 Apr 2017 to 7 Dec 2017)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF22 Investment Adviser (Trainee) (25 Sep 2006 to 30 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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