Preetesh Panchmatia

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (29 Jun 2011 to 6 Apr 2018)
    • CF21 Investment Adviser (12 Sep 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 12 Sep 2002)
  • Thind Wealth Advisory Ltd

    FRN 595815

    • Employed By (since 6 Apr 2018)
  • PKP Wealth Management Limited (no longer approved here)

    FRN 416655

    • (2)Employed By (8 Dec 2004 to 6 Apr 2018)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 12 Sep 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 12 Sep 2002)
  • The Dunne Partnership (no longer approved here)

    FRN 165696

    • Employed By (14 Jul 1999 to 6 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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