Thind Wealth Advisory Ltd

FRN: 595815
Companies House: 07654200
Last scraped: 4 weeks ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Woolpack House

70 Brinksway

Stockport

SK3 0BY

UNITED KINGDOM

Phone

+4401613124386

Web

https://www.twachartered.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher Nigel Colclough
IRN CNC01047
- Employed By (2 Dec 2018 to 28 Aug 2020)
Gurtinder Singh Thind
IRN GST01052
- Employed By (since 6 Apr 2016)
Gurvinder Singh Thind
IRN GST01037
- Employed By (since 15 Feb 2013)
Paul Bernard Walsh
IRN PBW00014
- Employed By (since 6 Jan 2021)
Preetesh Panchmatia
IRN PXP00069
- Employed By (since 6 Apr 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.