Prabhat Malhotra

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verition Advisors (UK Partners) LLP

    FRN 989410

    • [FCA CF] Client dealing (since 30 Mar 2026)
  • Eisler Capital (UK) Ltd (no longer approved here)

    FRN 709654

    • [FCA CF] Client dealing (14 Jul 2023 to 17 Nov 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (22 Nov 2018 to 8 Apr 2021)
    • [FCA CF] Manager of certification employee (22 Nov 2018 to 31 Dec 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (16 Apr 2004 to 26 Jun 2006)
    • CF22 Investment Adviser (Trainee) (29 Jan 2003 to 16 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.